AML / CFT Webinar for Auditors Series
The aim of the webinar is to equip attendees with the relevant knowledge to undertake an independent audit of an entity’s Risk Assesment and AML/CFT Programme. Chartered Accountants are well positioned to undertake such independent audits and will benefit from understanding the requirements of the AML / CFT Act as well as CA ANZ / NZICA requirements of the assurance engagement covered in this webinar. Note- In accordance with the NZICA Rules members must be CPP holders in order to undertake AML audits as it is a statutory assurance engagement.
This 4 hour webinar series is ideal for Auditors who wish to expand their knowledge of the AML/CFT Act in order to undertake AML audits. The content covered in the workshop includes the legislative requirements of the Act as well the requirements of the assurance standards.
These webinars are presented by Sue Gavin, who is a compliance professional with extensive experience specialising in AML/CFT.
Note- In accordance with the NZICA Rules members must be CPP holders in order to undertake AML audits as it is a statutory assurance engagement.
On successful completion of this activity, participants should be able to:
- Describe the legislative requirements of the audit under the AML/CFT Act
- Understand CA ANZ / NZICA requirements of the assurance engagement
- Assess adequacy of a reporting entity’s risk assessment
- Assess the adequacy and effectiveness of the AML/CFT Programme
- Understand what to include in the Audit Report
- Understand the supervisor expectations from the audit
Learners will access to a Certified Anti-Money Laundering Specialist with deep knowledge of the requirements of the AML/CFT Act and practical experience as an AML/CFT Compliance Officer. Attending this webinar will enable learners to undertake AML / CFT audits with a greater understanding of the requirements of the Act and the Assurance standards required when conducting and AML/CFT audit.
Topic: Audit & Assurance
Sub-Topic: Auditor Liability, Other Assurance Engagements
Format: Recorded Webinar
Proficiency Level: Intermediate, Advanced
CPD: Upto 4 hours